U.S Global Investors, Inc.

RIASEC RegisteredEst. 1968
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$120M
Accounts
11
Employees
22
Advisory reps
6

Firm details

Headquarters
San Antonio, Texas
CRD number
111097
Registered since
June 16, 1968
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies98.47%
  • Pooled Investment Vehicles1.53%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

U.S. Global Investors, Inc. is a corporation that has been registered with the SEC since 1968 and operates primarily for institutional clients. The firm’s stated advisory activity is portfolio management for investment companies, and its revenue model includes fees calculated as a percentage of assets under management plus performance-based fees. It identifies as an owner-operated entity and does not position itself as a capital allocator. The firm is not active on ESG investing criteria and is not registered as a multi-state adviser or as a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Lisa Callicotte

    Chief Financial OfficerCRD 5703473

  • Monica Blanco

    Chief Compliance OfficerCRD 7190125

  • Frank Holmes

    Frank Holmes

    CEOCRD 4385517

Contacts

3 of 3
  • Roy Terracina

    Roy Terracina

    DirectorCRD 4386182

  • Jerold Rubinstein

    Jerold Rubinstein

    Chairman of the BoardCRD 4385786

  • Thomas Lydon

    Thomas Lydon

    FounderCRD 1099080

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$71.1K in ETFs

Passive

100%

$71.1K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X MSCI CHINA CONSUMER DISCRETIONARY ETF (CHIQ)GlobalXPassiveChina Region$71.1K4,500100.00%

Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
7900 Callaghan Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth