U.S Global Investors, Inc.
Firm details
- Headquarters
- San Antonio, Texas
- CRD number
- 111097
- Registered since
- June 16, 1968
- Website
- www.usfunds.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies98.7%
- Pooled Investment Vehicles1.3%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
U.S Global Investors, Inc. is a corporate-structured, institutional registered investment adviser that provides portfolio management services to investment companies. The firm is registered with the SEC and has been since 1968. It operates on a percentage-of-AUM fee model, serves institutional clients, and is owned by an individual. The firm does not position itself as a capital allocator, is not identified as an active ESG investor, and its stated advisory activity centers on portfolio management for investment companies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Frank Holmes
CEOCRD 4385517
Lisa Callicotte
Chief Financial OfficerCRD 5703473
Monica Blanco
Chief Compliance OfficerCRD 7190125
Contacts
3 of 4
Thomas Lydon
FounderCRD 1099080
Jerold Rubinstein
Chairman of the BoardCRD 4385786
Roy Terracina
DirectorCRD 4386182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$71.1K in ETFs
100%
$71.1K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GLOBAL X MSCI CHINA CONSUMER DISCRETIONARY ETF (CHIQ) | GlobalX | Passive | China Region | $71.1K | 4,500 | 100.00% |
Location
San Antonio, TX
Bexar
Location
San Antonio, TX
Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.
- Metro area
- San Antonio-New Braunfels-Pearsall, TX
- Region
- South
- County
- Bexar
- Address
- 7900 Callaghan Rd
- Time zone
- CT (UTC-6)
- Office locations
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