Strategic Financial Concepts, LLC

RIASEC RegisteredEst. 2006

Total AUM

$928M

Discretionary

$928M

100% of AUM

Avg account

$243K

Accounts

3,824

Employees

Advisory reps

Firm details

Headquarters: San Antonio, Texas
CRD number: 141849
Registered since: October 24, 2006
Website: www.sfcria.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals54.93%
HNWI26.54%
Corporations / Businesses6.69%
Other6.68%
Pension & Profit Sharing Plans2.69%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Financial Concepts, LLC is an independent registered investment adviser formed in 2006 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional accounts, and markets itself as a capital allocator that selects third‑party managers in addition to directly managing portfolios. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational seminars. Fee arrangements are varied — the firm uses asset‑based fees as well as hourly, fixed and other fee formats. The firm does not identify as an active ESG investor in its profile.