STRATEGIC FINANCIAL CONCEPTS, LLC

RIASEC RegisteredEst. 2006
Total AUM
$928M
Discretionary
$928M
100% of AUM
Avg account
$243K
Accounts
3,824
Employees
41
Advisory reps
39

Firm details

Headquarters
SAN ANTONIO, Texas
CRD number
141849
Registered since
October 24, 2006
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Individuals54.93%
  • HNWI26.54%
  • Corporations / Businesses6.69%
  • Other6.68%
  • Pension & Profit Sharing Plans2.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Financial Concepts, LLC is an independent, SEC-registered registered investment adviser established in 2006 and organized as a limited liability company. The firm serves both individual & family clients and institutional accounts and acts as a capital allocator and selector of third-party managers. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars. Fee arrangements are flexible and include asset-based fees, hourly charges, fixed fees and other structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 5%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • LESLIE WAGNER

    COO and PartnerCRD 4783984

  • REAGAN WAGNER

    CEO & PresidentCRD 4339734

Contacts

3 of 37
  • Van Taylor

    Finance InternCRD 8093945

  • Brett Henry

    Registered RepresentativeCRD 7721143

  • EDDIE HEBERT

    Registered RepresentativeCRD 1895013

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 264

Active vs passive

$397M in ETFs

Passive

68%

$269M

Active

25%

$128M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$15.2M70,6223.82%

Location

Primary office

SAN ANTONIO, TX

BEXAR

Location

SAN ANTONIO, TX

Headquartered in SAN ANTONIO, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
BEXAR
Address
901 NE Loop 410
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth