TLWM FINANCIAL

RIASEC RegisteredEst. 2014

Total AUM

$605M

Discretionary

$605M

100% of AUM

Avg account

$279K

Accounts

2,173

Employees

Advisory reps

Firm details

Headquarters: SAN ANTONIO, Texas
CRD number: 158305
Registered since: February 28, 2014
Website: tlwmfinancial.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI58.72%
Individuals37.44%
Corporations / Businesses3.48%
Charitable Organizations0.19%
Pension & Profit Sharing Plans0.17%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tlwm Financial is an independent registered investment adviser that acts as a capital allocator for individual, family and select institutional clients. The firm, SEC-registered in 2014, combines financial planning, portfolio management for individuals and small businesses, and manager selection with insurance brokerage capabilities. Its fee model is flexible—percentage of AUM, hourly, subscription and fixed-fee arrangements are all used—allowing the firm to tailor billing to client needs. Investment activity tilts toward broadly diversified public funds and ETFs as primary portfolio building blocks, while the firm also allocates to third-party alternative managers for real estate exposure and uses annuities and mutual funds as complementary building blocks. Tlwm Financial does not present itself as an ESG-focused manager and is not flagged as a multi-state adviser on its filings, despite operating multiple offices.