Finser Investment Advisor

RIASEC RegisteredEst. 2007
Total AUM
$1.7B
Discretionary
$0
0% of AUM
Avg account
$175M
Accounts
10
Employees
1
Advisory reps
4

Firm details

Headquarters
San Antonio, Texas
CRD number
142570
Registered since
January 26, 2007
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Banking / Thrift Institutions100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Finser Investment Advisor is a corporation that operates as an institutional registered investment adviser and has been SEC-registered since 2007. The firm serves institutional clients across multiple states and provides portfolio management specifically for businesses and other institutions. It also maintains a registered representative relationship with a broker‑dealer, indicating it conducts brokerage activity alongside its advisory practice. Fee arrangements include percentage-of-AUM and fixed-fee structures. Finser does not report being an active ESG investor, is not positioned as a capital allocator, and is not identified as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 61%, Private Funds 19%, State & Local Bonds 17%, Other 2%61%
  • US Government Bonds61%
  • Private Funds19%
  • State & Local Bonds17%
  • Other2%

Owners & executives

2 of 2
  • Frederick Baker

    Chairman and Chief Executive OfficerCRD 10692

  • Vincent Myers

    President, Chief Compliance OfficerCRD 871153

Contacts

2 of 2
  • Carla Baker

    DirectorCRD 5277474

  • Matthew Holmes

    DirectorCRD 6759428

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Antonio, TX

Bexar

Location

San Antonio, TX

Headquartered in San Antonio, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
Bexar
Address
9601 Us Highway 281 N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth