U.S Bancorp Investments, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
572
Avg account
$0

Firm details

Headquarters
Saint Paul, Minnesota
CRD number
17868
Registered since
March 14, 1986
Custodians
U.S. BANCORP INVESTMENTS, INC.

Firm profile

FINTRX

Overview

U.S. Bancorp Investments, Inc. is a corporation that operates as a qualified custodian, bank broker‑dealer and investment bank. The firm has been SEC‑registered since 1986 and is organized with domestic entity and individual ownership elements. It is not identified as a capital allocator or a multi‑state adviser, and it is flagged as an active ESG investor. The firm’s publicly reported profile emphasizes custody and brokerage capabilities rather than independent third‑party capital allocation activity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 44%, Cash & Cash Equivalents 4%, State & Local Bonds 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds44%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Owners & executives

3 of 5
  • Stephen Steiner

    Stephen Steiner

    Chief Operating OfficerCRD 2259345

  • Leo Karwejna

    Leo Karwejna

    Chief Compliance OfficerCRD 2782481

  • Ronald Schumer

    Chief Market Risk OfficerCRD 2671949

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Contacts

3 of 567
  • Nicholas Kenny

    Nicholas Kenny

    Relationship ManagerCRD 5093918

  • Victor Salinas

    Victor Salinas

    Fixed Income Compliance ManagerCRD 5105498

  • Daniel Jokela

    Daniel Jokela

    Risk ManagementCRD 4414518

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Paul, MN

Ramsey

Location

Saint Paul, MN

Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
60 Livingston Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth