U.S Bancorp Investments, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
—
Advisory reps
569
Avg account
$0

Firm details

Headquarters
Saint Paul, Minnesota
CRD number
17868
Registered since
March 14, 1986
Custodians
U.S. BANCORP INVESTMENTS, INC.

Firm profile

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Overview

U.S. Bancorp Investments, Inc. is a corporate brokerage and custody entity registered with the SEC since 1986. Its regulatory classifications identify it as a qualified custodian, bank broker‑dealer and investment bank; the firm is owned as a domestic entity/individual and is not characterized as a capital allocator. The snapshot data flags the firm as an active ESG investor. It is not listed as a multi‑state adviser, newly formed adviser, pension consultant, or a related adviser. The regulatory profile and custodial designation suggest the firm’s core activities center on custody and brokerage services alongside investment banking capabilities rather than acting primarily as a discretionary allocator. The firm’s ESG designation indicates environmental, social or governance factors are part of its stated public investment orientation.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 44%, Cash & Cash Equivalents 4%, State & Local Bonds 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds44%
  • Cash & Cash Equivalents4%
  • State & Local Bonds1%

Owners & executives

3 of 4
  • Stephen Steiner

    Stephen Steiner

    Chief Operating OfficerCRD 2259345

  • Ronald Schumer

    Chief Market Risk OfficerCRD 2671949

  • Brad Becker

    Chief Operating OfficerCRD 5114424

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Contacts

3 of 565
  • Nicholas Kenny

    Nicholas Kenny

    Relationship ManagerCRD 5093918

  • Victor Salinas

    Victor Salinas

    Fixed Income Compliance ManagerCRD 5105498

  • Daniel Jokela

    Daniel Jokela

    Risk ManagementCRD 4414518

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Saint Paul, MN

Ramsey

Location

Saint Paul, MN

Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
60 Livingston Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth