U.S Bancorp Advisors, LLC

Broker-DealerFINRA MemberEst. 2009

Total AUM

$1.8B

Discretionary

$1.7B

94% of AUM

Accounts

3,992

Employees

379

Advisory reps

2,005

Brokerage reps

274

Firm details

Headquarters: Saint Paul, Minnesota
CRD number: 14455
Registered since: August 14, 2009
Website: www.usbank.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Other
Client types: Individuals62.22%
HNWI31.58%
Corporations / Businesses4.66%
Pension & Profit Sharing Plans1.42%
Charitable Organizations0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

U.S. Bancorp Advisors, LLC is a bank-affiliated limited liability company that registered with the SEC in 2009 and operates as a bank broker-dealer. It serves both individual and family clients as well as institutional clients, and offers advisory services alongside broker-dealer and insurance broker activities. Advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. The firm charges fees based on a percentage of assets under management and other fee arrangements. It identifies as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities67%
Public Funds/Mutual Funds28%
Cash & Cash Equivalents3%
State & Local Bonds2%

Owners & executives

3 of 8

Kayla Finck
CoordinatorCRD 7157088
Stephen Steiner
Chief Operating OfficerCRD 2259345
Shannon Clark
Chief Finance OfficerCRD 5829700

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Contacts

3 of 1997

Patricia Kerman
AssociateCRD 7492658
Lawrence Lam
AssociateCRD 6463263
Greg Barbula
Advisor ServicesCRD 2376647

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Saint Paul, MN

Ramsey

Location

Saint Paul, MN

Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Ramsey
Address: 60 Livingston Ave
Time zone: CT (UTC-6)
Office locations

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