Finance of America Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Saint Paul, Minnesota
CRD number
284464
Registered since
February 21, 2017

Firm profile

FINTRX

Overview

Finance of America Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm’s ownership is indicated as a combination of a domestic entity and an individual. Publicly available entries for the firm provide very little detail about its day-to-day operations: no client profiles, advisory activities, fee schedule, or specific business lines were disclosed in the source material. The record notes that the firm does not serve as a capital allocator and is not an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Mahon

    Peter Mahon

    President and Chief Compliance OfficerCRD 5461336

Contacts

3 of 3
  • Matthew Zachman

    Registered Financial ProfessionalCRD 7013613

  • Kossiwa Aka

    ComplianceCRD 5461943

  • Emma Schoeneberger

    Emma Schoeneberger

    Portfolio AnalystCRD 5827342

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Paul, MN

Ramsey

Location

Saint Paul, MN

Headquartered in Saint Paul, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Ramsey
Address
30 7th St E
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth