TSL Investment Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 152123
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses71.17%
- HNWI22.94%
- Individuals5.89%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
TSL Investment Management, LLC is a small, fee-based RIA that concentrates client portfolios on publicly traded equities while maintaining access to select alternative strategies. The firm manages discretionary portfolios for both individual and institutional clients and charges a percentage-of-AUM advisory fee. Investment activity centers on equity exposure held predominantly in exchange-traded instruments, complemented by allocations to externally managed alternatives and mutual funds where the firm sees opportunity to enhance diversification or target specific return objectives. Portfolios are structured to combine liquid, ETF-based core exposures with bespoke equity positions and third‑party alternative fund allocations. The firm’s advisory mandate covers portfolio management for individuals, small businesses and institutions, and its business activities include real estate brokerage and sponsorship of limited partnerships, indicating an ability to originate or sponsor private real estate transactions alongside its public-market work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds7%
- US Government Bonds2%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1Angela Small
Chief Compliance OfficerCRD 5752369
Contacts
2 of 2
Sean Leder
IARCRD 2524900
Natalie Leder
MemberCRD 5731500
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
Strategic Wealth Solutions LLC
RIAAzimuth Capital Management, LLC
RIAWinthrop, ME
LW Advisors, L.L.C.
RIADes Moines, IA
Main Street Financial Advisory LLC
RIAWest Newbury, MA
Equity Advisors, LLC
RIAShockman Financial
RIAFargo, ND