Strategic Wealth Solutions LLC

RIASEC Registered
Total AUM
$35.9M
Discretionary
$35.9M
100% of AUM
Avg account
$139K
Accounts
259
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
314589
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals46%
  • HNWI36.85%
  • Pension & Profit Sharing Plans17.15%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Strategic Wealth Solutions LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its compensation model combines a percentage-of-assets-under-management structure with the option for hourly billing. The firm is not identified as a multi-state or ESG-focused adviser in the source data and is not listed as a capital allocator or as part of a related-adviser structure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 25%, US Government Bonds 25%, Cash & Cash Equivalents 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities25%
  • US Government Bonds25%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • John Long

    John Long

    Chief Compliance OfficerCRD 4650164

Contacts

2 of 2
  • Michael Dopazo

    Michael Dopazo

    Managing PartnerCRD 4853505

  • Deepak Malhotra

    Investment Adviser RepresentativeCRD 5697204

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth