SHOCKMAN FINANCIAL

Overview

Shockman Financial is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individuals and families, providing financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. It also operates as an insurance broker and uses both percentage-of-AUM and fixed-fee billing. Investment activity centers on using pooled public funds as the core portfolio sleeve while acting as a capital allocator to third-party managers for select alternative exposures. The firm is not an active ESG investor and operates on a single-state basis. Given its advisory services and insurer role, Shockman Financial blends wholesale insurance solutions (including annuities) with mutual-fund-based portfolios and targeted allocations to external alternative strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices