TRITON FINANCIAL GROUP, INC

RIASEC RegisteredEst. 2020
Total AUM
$259M
Discretionary
$259M
100% of AUM
Avg account
$510K
Accounts
507
Employees
5
Advisory reps
5

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
309294
Registered since
October 19, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.29%
  • Pension & Profit Sharing Plans24.78%
  • Individuals14.04%
  • Corporations / Businesses4.42%
  • Charitable Organizations0.47%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Triton Financial Group, Inc. is an independent registered investment adviser that began SEC registration in 2020. The firm serves a mix of individual and family clients alongside institutional relationships. Its compensation models include a percentage-of-assets fee, hourly billing, and fixed fees. Service offerings listed on the firm’s ADV focus on financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm reports it is not an active ESG investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 36%, Investment Grade Corp Bonds 2%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds36%
  • Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • ANDREW OSTER

    President, Chief Compliance OfficerCRD 4635272

Contacts

3 of 4
  • Catherine Oster

    Board MemberCRD 7970076

  • CHELSEA PEREZ

    Director of MarketingCRD 7008838

  • MARA SCOTT

    Director of Client ServicesCRD 4332049

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 72

Active vs passive

$61.2M in ETFs

Passive

57%

$35.1M

Active

30%

$26.1M

ETFProviderStyleCategoryValueShares% of portfolio
INNOVATOR DEFINED WEALTH SHIELD ETF (BALT)InnovatorActiveOptions Trading$6.6M197,37110.80%

Location

Primary office

OKLAHOMA CITY, OK

OKLAHOMA

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
14614 Bogert Pkwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth