LIG CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- OKLAHOMA CITY, Oklahoma
- CRD number
- 130489
- Registered since
- June 10, 2022
- Website
- www.ligcam.com
- Custodians
- CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC., CAPITAL BANK AND TRUST COMPANY, SECURITY BENEFIT
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI49.53%
- Individuals34.11%
- Pension & Profit Sharing Plans15.15%
- Corporations / Businesses1.2%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
LIG Capital Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves individuals, families and some institutional clients, with an owner-operated structure. Its stated advisory activities focus on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage-of-AUM model supplemented by hourly and fixed-fee work, which supports both ongoing advisory relationships and project-based planning engagements. From an investment posture, LIG Capital leans toward pooled public vehicles: public funds and mutual funds represent the single largest line item on the firm’s books. The adviser does not identify as an active ESG investor, is not a pension consultant, and is not listed as a multi-state adviser. LIG positions itself to accommodate both discretionary mandates and advisory relationships where clients retain final trading authority.
Assets & Accounts
Public Holdings
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities41%
- Cash & Cash Equivalents4%
Contacts
3 of 5MARK HUMPHREYS
Partner, Investment AdvisorCRD 2934648
JULIE MAHANAY
Client Service SpecialistCRD 5434412
STUART MCCUAN
Partner, Investment AdvisorCRD 5771702
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
OKLAHOMA CITY, OK
OKLAHOMA
Location
OKLAHOMA CITY, OK
Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- OKLAHOMA
- Address
- 3503 NW 63rd St
- Time zone
- CT (UTC-6)
- Office locations
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