LIG CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$250M
Discretionary
$77.5M
31% of AUM
Avg account
$305K
Accounts
820
Employees
4
Advisory reps
5

Firm details

Headquarters
OKLAHOMA CITY, Oklahoma
CRD number
130489
Registered since
June 10, 2022
Custodians
CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC., CAPITAL BANK AND TRUST COMPANY, SECURITY BENEFIT
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI49.53%
  • Individuals34.11%
  • Pension & Profit Sharing Plans15.15%
  • Corporations / Businesses1.2%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

LIG Capital Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm serves individuals, families and some institutional clients, with an owner-operated structure. Its stated advisory activities focus on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage-of-AUM model supplemented by hourly and fixed-fee work, which supports both ongoing advisory relationships and project-based planning engagements. From an investment posture, LIG Capital leans toward pooled public vehicles: public funds and mutual funds represent the single largest line item on the firm’s books. The adviser does not identify as an active ESG investor, is not a pension consultant, and is not listed as a multi-state adviser. LIG positions itself to accommodate both discretionary mandates and advisory relationships where clients retain final trading authority.

Assets & Accounts

Public Holdings

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 41%, Cash & Cash Equivalents 4%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents4%

Contacts

3 of 5
  • MARK HUMPHREYS

    Partner, Investment AdvisorCRD 2934648

  • JULIE MAHANAY

    Client Service SpecialistCRD 5434412

  • STUART MCCUAN

    Partner, Investment AdvisorCRD 5771702

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OKLAHOMA CITY, OK

OKLAHOMA

Location

OKLAHOMA CITY, OK

Headquartered in OKLAHOMA CITY, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
OKLAHOMA
Address
3503 NW 63rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth