ADAPTATION FINANCIAL ADVISORS INC.

RIASEC RegisteredEst. 2020

Total AUM

$234M

Discretionary

$234M

100% of AUM

Avg account

$181K

Accounts

1,291

Employees

Advisory reps

Firm details

Headquarters: OKLAHOMA CITY, Oklahoma
CRD number: 309192
Registered since: June 26, 2020
Website: www.adaptfa.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals55.88%
HNWI44.12%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Adaptation Financial Advisors Inc. is an independent registered investment adviser that entered SEC registration in 2020. The firm serves individual and family clients and operates as a capital allocator, combining fee models that include percentage of AUM, hourly billing, and fixed fees. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, educational seminars/workshops, and pension consulting services; it is not designated as a pension consultant on the regulatory summary. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser. Adaptation is organized as a corporation with ownership described as a mix of a domestic entity and an individual. The firm maintains an industry affiliation with an insurance company, which aligns with its use of insurance products among client solutions.