Trinity Strategic Wealth

RIASEC RegisteredEst. 2025
Total AUM
$1.5B
Discretionary
$1.3B
88% of AUM
Avg account
$283K
Accounts
5,431
Employees
27
Advisory reps
18

Firm details

Headquarters
TULSA, Oklahoma
CRD number
337956
Registered since
August 27, 2025
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals50.64%
  • HNWI44.52%
  • Corporations / Businesses4.23%
  • Insurance Companies0.51%
  • Banking / Thrift Institutions0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Trinity Strategic Wealth is an independent, individual-owned registered investment adviser that positions itself as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm provides a mix of financial planning and portfolio management services for individuals, small businesses and institutions, and it lists pension consulting and selection-of-other-advisers among its capabilities. Fee arrangements include percentage-of-AUM and fixed-fee structures. Trinity reports it is not an active ESG investor and operates under a single-state registration footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 41%, Exchange Traded Equities 33%, Non-Exchange Traded Equities 16%, Cash & Cash Equivalents 6%, Other 4%41%
  • Public Funds/Mutual Funds41%
  • Exchange Traded Equities33%
  • Non-Exchange Traded Equities16%
  • Cash & Cash Equivalents6%
  • Other4%

Owners & executives

2 of 2
  • MICHAEL MAZZEI

    Chairman & CEOCRD 2023546

  • KEITH VANDYKE

    President and Chief Operating OfficerCRD 2528570

Contacts

3 of 16
  • Jackson Mazzei

    AssociateCRD 7780809

  • Karig Stoup

    Client Services ManagerCRD 6264089

  • ANDREW STEINMETZ

    Registered RepresentativeCRD 6576691

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 70

Active vs passive

$426M in ETFs

Passive

67%

$283M

Active

33%

$143M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 QUALITY ETF (SPHQ)InvescoPassiveLarge Blend$56.6M752,84113.29%

Location

Primary office

TULSA, OK

TULSA

Location

TULSA, OK

Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.

Metro area
Tulsa-Muskogee-Bartlesville, OK
Region
South
County
TULSA
Address
1375 E 71st St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth