PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
Firm details
- Headquarters
- TULSA, Oklahoma
- CRD number
- 115220
- Registered since
- October 22, 2001
- Website
- prescottcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles84.17%
- Charitable Organizations15.83%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Prescott Group Capital Management L.L.C. is an SEC-registered investment adviser organized as an LLC and operating since 2001. The firm is classified as a hedge fund manager that primarily serves institutional clients and provides portfolio management for pooled investment vehicles. Its compensation structure combines a percentage-of-assets fee with performance-based fees. Prescott Group is not positioned as an ESG-focused allocator, does not advertise pension consulting services, and is not described as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1CHRISTOPHER WALTERS
Chief Compliance OfficerCRD 7890403
Contacts
2 of 2MATTHEW DUNHAM
Investment AnalystCRD 4707788
PHIL FROHLICH
FounderCRD 4552964
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$188M in ETFs
100%
$188M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $47.3M | 516,013 | 25.13% |
Location
TULSA, OK
TULSA
Location
TULSA, OK
Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.
- Metro area
- Tulsa-Muskogee-Bartlesville, OK
- Region
- South
- County
- TULSA
- Address
- 1924 S Utica Ave
- Time zone
- CT (UTC-6)
- Office locations
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