Prescott Group Capital Management L.L.C.
Firm details
- Headquarters
- Tulsa, Oklahoma
- CRD number
- 115220
- Registered since
- October 22, 2001
- Website
- prescottcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles84.17%
- Charitable Organizations15.83%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Prescott Group Capital Management L.L.C. is an LLC that has been SEC-registered since 2001 and operates as a hedge fund manager serving institutional clients. The firm provides portfolio management for pooled investment vehicles and typically charges a percentage-of-AUM fee alongside performance-based fees. Prescott Group acts as sponsor, general partner and managing member of pooled investment vehicles rather than operating as a retail advisor. It does not position itself as an active ESG investor and is not described as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1Christopher Walters
Chief Compliance OfficerCRD 7890403
Contacts
2 of 2Matthew Dunham
Investment AnalystCRD 4707788
Phil Frohlich
FounderCRD 4552964
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 9Active vs passive
$208M in ETFs
100%
$208M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $53.4M | 71,473 | 25.68% |
Location
Tulsa, OK
Tulsa
Location
Tulsa, OK
Headquartered in Tulsa, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.
- Metro area
- Tulsa-Muskogee-Bartlesville, OK
- Region
- South
- County
- Tulsa
- Address
- 1924 S Utica Ave
- Time zone
- CT (UTC-6)
- Office locations
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