CADENT CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$786M
Discretionary
$691M
88% of AUM
Avg account
$496K
Accounts
1,584
Employees
15
Advisory reps
12

Firm details

Headquarters
TULSA, Oklahoma
CRD number
169704
Registered since
December 2, 2013
Website
www.cadcapital.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI78.66%
  • Individuals18.59%
  • Corporations / Businesses2.09%
  • Charitable Organizations0.5%
  • Pension & Profit Sharing Plans0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Cadent Capital Advisors, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2013. The firm acts as a capital allocator, working with both individuals and families as well as institutional clients. Its fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements and other fee structures. Core advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, pension-related consulting services, and selection of third‑party advisers. Cadent does not characterize itself as an active ESG investor. The firm was named among the Financial Times’ Top 300 RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 26%, Cash & Cash Equivalents 10%, Private Funds 5%, State & Local Bonds 3%, US Government Bonds 2%, Non-Exchange Traded Equities 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents10%
  • Private Funds5%
  • State & Local Bonds3%

Owners & executives

2 of 2

  • NICHOLAS FIEGEL

    Chief Investment OfficerCRD 5688554

  • Brett Hobbs

    Chief Compliance Officer and Chief Operating OfficerCRD 7167912

Contacts

3 of 10

  • PHILIP MOOBERRY

    OwnerCRD 4451496

  • Madeline Ritterpusch

    Wealth Management AdvisorCRD 7691969

  • WILLIAM MILDREN

    Wealth Management AdvisorCRD 334144

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 102

Active vs passive

$317M in ETFs

Passive

91%

$287M

Active

9%

$30.1M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 REVENUE ETF (RWL)InvescoPassiveLarge Value$19.4M169,1736.13%
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Location

Primary office

TULSA, OK

TULSA

Location

TULSA, OK

Headquartered in TULSA, OK, anchoring the Tulsa-Muskogee-Bartlesville, OK metro in the South.

Metro area
Tulsa-Muskogee-Bartlesville, OK
Region
South
County
TULSA
Address
4525 E 91st St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth