TRINITY ALPS CAPITAL
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 287741
- Registered since
- November 15, 2019
- Website
- www.trinityalpscapital.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles99.69%
- HNWI0.31%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Trinity Alps Capital is a limited partnership that operates as a private equity and venture capital manager while also providing portfolio management services for individuals, pooled vehicles and institutions. The firm positions itself as a multifaceted fund manager that combines direct private-fund sponsorship and GP activity with portfolio management of publicly traded securities. Its fee structure blends a percentage-of-assets model with performance-based fees, and the firm identifies as an active ESG investor, which factors into how it screens and monitors investments. The firm’s client base spans high-net-worth individuals and families as well as institutional investors. Trinity Alps Capital is not set up primarily as a capital allocator — it acts as sponsor, general partner and managing member of pooled vehicles and directly advises private funds it manages. Advisory services cover SMA-style management and oversight of pooled funds and institutional mandates rather than being focused solely on brokerage or transaction-based business.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3GREGORY SIEMONS
Chief Operating Officer & Chief Compliance OfficerCRD 2027119
RAJ VENKATESAN
Chief Investment Officer, FounderCRD 2759500
Sigurd Strack
Chief Investment OfficerCRD 7244573
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 601 Montgomery St
- Time zone
- PT (UTC-8)
- Office locations
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