TRINITY ALPS CAPITAL

RIASEC RegisteredEst. 2019
Total AUM
$1.1B
Discretionary
$5.3M
0% of AUM
Avg account
$51M
Accounts
21
Employees
6
Advisory reps
3

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
287741
Registered since
November 15, 2019
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.69%
  • HNWI0.31%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Trinity Alps Capital is a limited partnership that operates as a private equity and venture capital manager while also providing portfolio management services for individuals, pooled vehicles and institutions. The firm positions itself as a multifaceted fund manager that combines direct private-fund sponsorship and GP activity with portfolio management of publicly traded securities. Its fee structure blends a percentage-of-assets model with performance-based fees, and the firm identifies as an active ESG investor, which factors into how it screens and monitors investments. The firm’s client base spans high-net-worth individuals and families as well as institutional investors. Trinity Alps Capital is not set up primarily as a capital allocator — it acts as sponsor, general partner and managing member of pooled vehicles and directly advises private funds it manages. Advisory services cover SMA-style management and oversight of pooled funds and institutional mandates rather than being focused solely on brokerage or transaction-based business.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • GREGORY SIEMONS

    Chief Operating Officer & Chief Compliance OfficerCRD 2027119

  • RAJ VENKATESAN

    Chief Investment Officer, FounderCRD 2759500

  • Sigurd Strack

    Chief Investment OfficerCRD 7244573

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
601 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth