5am Ventures

RIASEC RegisteredEst. 2021

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$77.4M

Accounts

14

Employees

32

Advisory reps

5

Firm details

Headquarters: San Francisco, California
CRD number: 160395
Registered since: January 19, 2021
Website: 5amventures.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

5am Ventures is an LLC that operates across venture capital, private equity and hedge fund strategies. The firm is SEC-registered (since 2021) and serves institutional clients through pooled investment vehicles; it also functions in roles tied to commodity pool operator/commodity trading advisor activity. Compensation is a mix of asset-based fees and performance fees. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

John Kelly
Partner, Chief Financial Officer & Chief Operating OfficerCRD 2645615
Lauren Daniel
Chief Compliance Officer & CounselCRD 7515395

Contacts

3 of 3

Andrew Schwab
Founder & Managing PartnerCRD 2822298
Kush Parmar
Managing PartnerCRD 6466698
Anna Yaeger
PresidentCRD 4429652

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area: San Jose-San Francisco-Oakland, CA
Region: West
County: San Francisco
Address: 4 Embarcadero Ctr
Time zone: PT (UTC-8)
Office locations

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