5am Ventures

RIASEC RegisteredEst. 2021
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$77.4M
Accounts
14
Employees
32
Advisory reps
5

Firm details

Headquarters
San Francisco, California
CRD number
160395
Registered since
January 19, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

5am Ventures is organized as an LLC and operates across venture capital and private markets while also exhibiting hedge-fund style activity. The firm is positioned to sponsor and manage pooled investment vehicles: it serves institutional clients and provides portfolio management for pooled funds, acting in sponsor/GP and managing-member roles. Regulatory filings indicate the firm was registered with the SEC in 2021 and is not a multi-state adviser. Fee arrangements include a management-style percentage of assets under management together with performance-based fees. The firm is also registered to perform CPO/CTA activities. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lauren Daniel

    Lauren Daniel

    Chief Compliance Officer & CounselCRD 7515395

  • John Kelly

    John Kelly

    Partner, Chief Financial Officer & Chief Operating OfficerCRD 2645615

Contacts

3 of 3
  • Andrew Schwab

    Andrew Schwab

    Founder & Managing PartnerCRD 2822298

  • Kush Parmar

    Kush Parmar

    Managing PartnerCRD 6466698

  • Anna Yaeger

    Anna Yaeger

    PresidentCRD 4429652

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
4 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth