Trident Wealth Management, LLC

RIASEC Registered
Total AUM
$5.6M
Discretionary
$3.8M
67% of AUM
Avg account
$256K
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
Scottsdale, Arizona
CRD number
142636
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI72.77%
  • Individuals27.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Trident Wealth Management, LLC is a small, privately owned limited liability company that provides portfolio management for individuals and small businesses. The firm bills clients on a percentage-of-assets-under-management basis and serves individual and family households rather than institutional investors. FINTRX flags Trident as neither a multi-state adviser nor an active ESG investor; it is not identified as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 28%, Cash & Cash Equivalents 2%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds28%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Anton Janik, Sr.

    Anton Janik, Sr.

    Founder and PresidentCRD 257274

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
9777 N 91st St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth