KROZEL CAPITAL MANAGEMENT, LLC

RIASEC Registered
Total AUM
$9.5M
Discretionary
$9.5M
100% of AUM
Avg account
$112K
Accounts
85
Employees
2
Advisory reps
2

Firm details

Headquarters
Scottsdale, Arizona
CRD number
174813
Custodians
ALTRUIST FINANCIAL LLC, PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals51.18%
  • HNWI48.82%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Krozel Capital Management, LLC is an independent, owner-operated registered investment adviser organized as an LLC that focuses on serving individual and family clients. The firm acts as a capital allocator, offering fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Core advisory services documented on the ADV include financial planning, discretionary portfolio management for individuals and small businesses, selection of third-party advisers, publication of periodicals or newsletters, and delivery of educational seminars and workshops. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. An accounting professional is listed among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Non-Exchange Traded Equities 33%, Cash & Cash Equivalents 11%56%
  • Exchange Traded Equities56%
  • Non-Exchange Traded Equities33%
  • Cash & Cash Equivalents11%

Contacts

2 of 2
  • KAITLIN KROZEL

    OwnerCRD 5994466

  • NICHOLAS SCHUMACHER

    Associate PlannerCRD 8185986

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
6424 E Greenway Pkwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth