CONFLUENT ASSET MANAGEMENT LLC

Overview

Confluent Asset Management LLC is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. It also operates as an insurance broker, and charges fees based on a percentage of assets under management along with hourly fees for certain services. Investment activity skews toward publicly traded equities and exchange-traded instruments, with a clear preference for liquid equity exposure as the primary allocation engine. The firm is not positioned as a multi-state or ESG-focused adviser and does not act as a capital allocator; when it does use alternatives, those allocations appear to be implemented via third-party managers rather than through an in-house private funds platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices