TRICORD ADVISORS, INC.

RIASEC RegisteredEst. 2018

Total AUM

$432M

Discretionary

$432M

100% of AUM

Avg account

$313K

Accounts

1,377

Employees

Advisory reps

Firm details

Headquarters: Riverside, California
CRD number: 155749
Registered since: July 27, 2018
Website: tricordadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., ASSETMARK TRUST CO., NATIONWIDE SECURITIES, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.86%
Individuals7.54%
Pension & Profit Sharing Plans2.73%
Corporations / Businesses2.45%
Charitable Organizations0.42%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Tricord Advisors, Inc. is an independent RIA and capital allocator that registered with the SEC in 2018 and serves both individual/family and institutional clients. The firm provides a mix of financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational workshops. Its fee arrangements include percentage-of-AUM, hourly, and fixed-fee engagements. The firm also conducts a range of brokering and professional activities alongside its advisory work: it operates as a registered representative of a broker-dealer, a real estate broker, an insurance broker, and maintains a law-firm affiliation. Tricord does not position itself as an active ESG investor and is not registered as a multi-state adviser.