C FINANCIAL AND TAX ASSOCIATES

Overview

C Financial And Tax Associates is a small, independent registered investment adviser that focuses on individual and family clients and combines financial planning with adviser selection. The firm operates primarily as a non-discretionary advisor and also functions as a registered representative of a broker-dealer, which suggests a blended model of fee-for-service planning and brokerage-mediated investment execution. Their advisory work emphasizes financial planning and sourcing outside managers when clients need specialized strategies, rather than managing large discretionary portfolios in-house. Investment allocations appear conservative and structured around pooled public vehicles. The firm is not an active ESG investor and does not position itself as a multi-state or pension consultant. It maintains ties to the insurance industry, which likely supports insurance product integration into client planning. Fee arrangements include both a percentage-of-AUM charge and hourly billing for planning or advisory projects.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices