Triad Securities Corp

Broker-DealerFINRA MemberEst. 1976
Total AUM
—
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
11363
Registered since
August 23, 1976

Firm profile

FINTRX

Overview

Triad Securities Corp is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1976. Ownership is listed as a domestic entity and individual ownership; the profile indicates it does not act as a capital allocator and is not identified as an active ESG investor. The dataset does not provide details on business lines, advisory activities, fee schedules, or the firm’s client segments. Regulatory flags in the record show Triad Securities Corp is not presented as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Given the investment-bank classification and the lack of reported advisory specifics in the source, the firm appears oriented toward capital markets or brokerage-type activities rather than operating primarily as an asset manager within this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • H Cohen

    Independent ContractorCRD 1861935

  • Timothy Hoehler

    Chief Compliance OfficerCRD 2176769

  • Kenneth Fisher

    Chief Executive OfficerCRD 4631540

Contacts

3 of 22
  • Charles Fisher

    Charles Fisher

    SalesmanCRD 721554

  • Arthur Linden

    VPCRD 1230452

  • Lawrence Goldsmith

    PresidentCRD 1386783

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
111 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth