TRAUB CAPITAL MANAGEMENT
Firm details
- Headquarters
- NEEDHAM, Massachusetts
- CRD number
- 136851
- Registered since
- April 16, 2009
- Website
- www.traubcapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI91.3%
- Individuals6.66%
- Pension & Profit Sharing Plans1.3%
- Corporations / Businesses0.74%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Traub Capital Management is an independent, SEC-registered advisory firm organized as an LLC and founded in 2009. The firm is owned by an individual and provides advice to individuals, families and some institutional clients. Its primary advisory services are financial planning and portfolio management for individuals and small businesses. Compensation is a mix of percentage-of-assets-under-management and hourly fees. The firm does not position itself as a capital allocator or pension consultant and is not flagged as an active ESG investor. Most client assets are managed on a discretionary basis, and the adviser is not registered as a multi-state advisory platform.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities30%
- Cash & Cash Equivalents1%
Contacts
3 of 3Jake Bulian
Wealth ManagerCRD 8130614
HEYDON TRAUB
OwnerCRD 3051205
Agnes Olshansky
ConsultantCRD 7070000
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$58.4M in ETFs
85%
$49.8M
14%
$8.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $5.5M | 69,322 | 9.40% |
Location
NEEDHAM, MA
NORFOLK
Location
NEEDHAM, MA
Headquartered in NEEDHAM, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- NORFOLK
- Address
- 97 Chapel St
- Time zone
- ET (UTC-5)
- Office locations
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