Traub Capital Management
Firm details
- Headquarters
- Needham, Massachusetts
- CRD number
- 136851
- Registered since
- April 16, 2009
- Website
- www.traubcapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI91.3%
- Individuals6.66%
- Pension & Profit Sharing Plans1.3%
- Corporations / Businesses0.74%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Traub Capital Management is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration effective in 2009) and is owned individually rather than by a larger corporate group. Its client base includes individuals and families as well as institutional clients. Core advisory services are financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via hourly billing for certain services. The firm does not identify itself as an ESG-focused manager and is not listed as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities30%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 49Active vs passive
$61.8M in ETFs
83%
$51.4M
16%
$10.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $5.5M | 109,880 | 8.97% |
Location
Needham, MA
Norfolk
Location
Needham, MA
Headquartered in Needham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Norfolk
- Address
- 97 Chapel St
- Time zone
- ET (UTC-5)
- Office locations
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