Breakwater Financial, LLC

Overview

Breakwater Financial, LLC is an independent, SEC-registered investment adviser organized as an LLC and controlled by an individual owner. The firm serves primarily high-net-worth individuals and families, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Breakwater operates as a capital allocator, directing client capital into external managers and pooled vehicles as part of its advisory process. Its fee model includes percentage-of-AUM billing as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor.

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Public Holdings

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Location & Offices