FORNESS FINANCIAL LLC

Overview

Forness Financial LLC is an independent registered investment adviser that began SEC registration in 2018 and is owned by an individual principal. The firm focuses on fee-based wealth management for individuals, families and small-business owners, offering financial planning and discretionary portfolio management. Its advisory model is percentage-of-AUM, and the practice is structured around individualized client relationships rather than institutional or pension consulting work. Forness Financial does not position itself as an ESG-focused manager, and it is not organized as a multi-state or related adviser or a capital allocator. Investment activity at Forness Financial centers on liquid, professionally managed public vehicles—primarily mutual funds—supplemented by allocations to external alternative managers where suitable. Portfolios are managed on a discretionary basis, with the firm emphasizing conventional asset-class exposure delivered through pooled funds and selectively using third-party strategies to address client objectives such as return enhancement or downside mitigation.

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Location & Offices