Transact Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Glen Allen, Virginia
CRD number
133822
Registered since
June 15, 2005

Firm profile

FINTRX

Overview

Transact Capital Securities, LLC is organized as a limited liability company and is classified by FINTRX as an investment bank. The firm registered with the SEC in 2005 and is identified as owned by a domestic entity and individual. FINTRX flags it as not being an active ESG investor and not operating as a multi-state adviser; it is also not listed as a pension consultant or related adviser. Although FINTRX records show the firm is not categorized as a capital allocator, the profile documents usage of external third‑party managers for alternative strategies (see Investments & Alternatives). Public detail about day‑to‑day business activities, advisory services, fee structure, and client profiles is limited in the dataset.

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Ivan

    John Ivan

    Chief Compliance OfficerCRD 1292150

Contacts

3 of 10
  • Olga Rip

    FinOpCRD 5440553

  • Patrick Morin

    Patrick Morin

    Managing PartnerCRD 2210592

  • Justin Karr

    Justin Karr

    Managing DirectorCRD 6091714

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Glen Allen, VA

Henrico

Location

Glen Allen, VA

Headquartered in Glen Allen, VA, in the South of the United States.

Region
South
County
Henrico
Address
4991 Lake Brook Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth