Transact Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Glen Allen, Virginia
CRD number
133822
Registered since
June 15, 2005

Firm profile

FINTRX

Overview

Transact Capital Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is SEC-registered since 2005 and is owned at the domestic entity/individual level. In the snapshot data several firm attributes are negative: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not listed as a related adviser. The firm’s snapshot provides limited detail about its day-to-day advisory or brokerage activities and does not include a client segmentation or published fee schedule in the source dataset.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Ivan

    John Ivan

    Chief Compliance OfficerCRD 1292150

Contacts

3 of 10
  • William Moore

    William Moore

    Investment Banking AssociateCRD 7866263

  • Lucio Maestrello

    Lucio Maestrello

    Investment Banking Senior AnalystCRD 7454403

  • Olga Rip

    FinOpCRD 5440553

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Glen Allen, VA

Henrico

Location

Glen Allen, VA

Headquartered in Glen Allen, VA, in the South of the United States.

Region
South
County
Henrico
Address
4991 Lake Brook Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth