Tran Capital Management, L.P.

RIASEC Registered
Total AUM
$890M
Discretionary
$874M
98% of AUM
Avg account
$2.6M
Accounts
348
Employees
7
Advisory reps
3

Firm details

Headquarters
San Rafael, California
CRD number
107049
Registered since
February 16, 1974
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., FIRST FINANCIAL TRUST
Fee structure
Percentage of AUM
Client types
  • HNWI38.54%
  • Individuals22.77%
  • Charitable Organizations18.71%
  • Corporations / Businesses13.85%
  • Investment Companies2.76%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tran Capital Management, L.P. is a limited partnership that provides portfolio management across individual, family and institutional clients. The firm is registered with the SEC (registered in 1974) and charges fees as a percentage of assets under management. Its advisory work spans separately managed accounts for individuals and small businesses, investment company management, and portfolio management for businesses or institutions. Tran Capital is not an active ESG investor and, in addition to advising, it has industry roles that include acting as an investment adviser/sponsor and as a general partner or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$15.2M in ETFs

Passive

100%

$15.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB INTERMEDIATE-TERM US TREASURY ETF (SCHR)SchwabPassiveIntermediate Government$2.6M109,09316.98%

Location

Primary office

San Rafael, CA

Marin

Location

San Rafael, CA

Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Marin
Address
1000 4th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth