TRAN CAPITAL MANAGEMENT, L.P.
Firm details
- Headquarters
- SAN RAFAEL, California
- CRD number
- 107049
- Registered since
- February 16, 1974
- Website
- www.trancapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., FIRST FINANCIAL TRUST
- Fee structure
- Percentage of AUM
- Client types
- HNWI38.54%
- Individuals22.77%
- Charitable Organizations18.71%
- Corporations / Businesses13.85%
- Investment Companies2.76%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Tran Capital Management, L.P. is a long-established SEC-registered limited partnership that provides discretionary portfolio management to individual and family clients as well as investment companies and other institutions. The firm charges fees as a percentage of assets under management and emphasizes equity exposure across client portfolios. It is not organized as a multi-state adviser or a pension consultant, and it does not characterize itself as an active ESG investor. Corporate roles reported include acting as an investment adviser and sponsor and serving as a general partner/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1QUOC TRAN
Chairman & Chief Investment OfficerCRD 2808598
Contacts
2 of 2ERIC WINTERHALTER
Registered Financial AdvisorCRD 2264641
MICHAEL IM
Director of Research & Portfolio ManagerCRD 7270645
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$15.1M in ETFs
100%
$15.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB INTERMEDIATE-TERM US TREASURY ETF (SCHR) | Schwab | Passive | Intermediate Government | $2.9M | 114,878 | 18.93% |
Location
SAN RAFAEL, CA
MARIN
Location
SAN RAFAEL, CA
Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- MARIN
- Address
- 1000 4th St
- Time zone
- PT (UTC-8)
- Office locations
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