Fiduciary Financial Group, LLC
Firm details
- Headquarters
- San Rafael, California
- CRD number
- 285681
- Registered since
- July 1, 2021
- Website
- ffgwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.1%
- Individuals5.71%
- Corporations / Businesses0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fiduciary Financial Group, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (2021) and serves both individual and family clients as well as institutional accounts. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and other businesses or institutions. Fee arrangements include percentage-of-AUM and fixed-fee structures. The firm is not structured as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Exchange Traded Equities42%
- US Government Bonds6%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
Owners & executives
1 of 1
Christopher Moore
Chief Compliance OfficerCRD 6536527
Contacts
3 of 8
Shayne Cooper
PartnerCRD 7219226
Cassidy Murphy
Director of Financial PlanningCRD 6735935
Trevor Scotto
PartnerCRD 6736091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 238Active vs passive
$677M in ETFs
68%
$461M
29%
$216M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $78.3M | 777,752 | 11.57% |
Location
San Rafael, CA
Marin
Location
San Rafael, CA
Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1101 5th Ave
- Time zone
- PT (UTC-8)
- Office locations
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