Fiduciary Financial Group, LLC

RIASEC RegisteredEst. 2021
Total AUM
$1.1B
Discretionary
$1.1B
99% of AUM
Avg account
$699K
Accounts
1,607
Employees
10
Advisory reps
10

Firm details

Headquarters
San Rafael, California
CRD number
285681
Registered since
July 1, 2021
Website
ffgwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI94.1%
  • Individuals5.71%
  • Corporations / Businesses0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Fiduciary Financial Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves both individual and family clients as well as institutional accounts, delivering financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Its fee model combines percentage-of-AUM billing with fixed fees. The firm reports relationships with accountant and law-firm partners, and it does not position itself as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 43%, Exchange Traded Equities 42%, US Government Bonds 6%, Cash & Cash Equivalents 6%, State & Local Bonds 2%, Private Funds 1%43%
  • Public Funds/Mutual Funds43%
  • Exchange Traded Equities42%
  • US Government Bonds6%
  • Cash & Cash Equivalents6%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • Christopher Moore

    Christopher Moore

    Chief Compliance OfficerCRD 6536527

Contacts

3 of 9
  • Richard Davey

    Richard Davey

    PartnerCRD 6009302

  • Gavin Gamboa

    Gavin Gamboa

    Senior Registered Client AssociateCRD 6780254

  • Cassidy Murphy

    Cassidy Murphy

    Director of Financial PlanningCRD 6735935

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 236

Active vs passive

$739M in ETFs

Passive

65%

$481M

Active

33%

$258M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$67.7M672,2849.16%
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Location

Primary office

San Rafael, CA

Marin

Location

San Rafael, CA

Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Marin
Address
1101 5th Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth