Fiduciary Financial Group, LLC
Firm details
- Headquarters
- San Rafael, California
- CRD number
- 285681
- Registered since
- July 1, 2021
- Website
- ffgwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.1%
- Individuals5.71%
- Corporations / Businesses0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fiduciary Financial Group, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2021. The firm serves individuals and families as well as institutional clients, providing financial planning and portfolio management for retail clients, small businesses, and other businesses or institutions. Its fee model combines a percentage of assets under management with fixed fees. The firm does not self-identify as a capital allocator and is not positioned as a multi-state or pension consultant adviser; ESG investing is not listed among its active practices.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Exchange Traded Equities42%
- US Government Bonds6%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
Owners & executives
1 of 1
Christopher Moore
Chief Compliance OfficerCRD 6536527
Contacts
3 of 9
Richard Davey
PartnerCRD 6009302
Gavin Gamboa
Senior Registered Client AssociateCRD 6780254
Cassidy Murphy
Registered RepresentativeCRD 6735935
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 212Active vs passive
$643M in ETFs
66%
$426M
31%
$217M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $63.3M | 628,778 | 9.85% |
Location
San Rafael, CA
Marin
Location
San Rafael, CA
Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1101 5th Ave
- Time zone
- PT (UTC-8)
- Office locations
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