Tradition Securities and Derivatives LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 28269
- Registered since
- September 6, 1991
- Website
- traditionsd.com
Firm profile
FINTRXOverview
Tradition Securities and Derivatives LLC is organized as a limited liability company with domestic ownership and individual ownership characteristics. Publicly available records classify the firm as unclassified and provide limited detail on its business or advisory activities, fee schedules, and client segments. The firm does not identify itself as a capital allocator, does not flag active ESG investing, and is not listed as a multi-state or pension-focused adviser. Regulatory and affiliation disclosures in the source are minimal; the firm has not provided a description of its core services, investment approach, or relationships with other advisers or broker-dealers in the material reviewed.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Larry Rosenshein
COOCRD 1534635
Judith Ricciardi
CFOCRD 2260346

Michael Martuscello
Chief Compliance OfficerCRD 5359170
Contacts
3 of 164Raymond Baccala
EVPCRD 1000495
Peter Moseley
BrokerCRD 1049431
Michael Grgich
BrokerCRD 1085280
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 32 Old Slip
- Time zone
- ET (UTC-5)
- Office locations
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