CAIS CAPITAL LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
104
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154512
Registered since
March 16, 2011

Firm profile

FINTRX

Overview

Cais Capital LLC is organized as a limited liability company and is recorded as having first registered with the SEC in 2011. FINTRX classifies ownership as a domestic entity/individual and lists the firm’s classification as unclassified. The firm’s public snapshot indicates it does not act as a capital allocator and is not identified as an active ESG investor. It is not labeled as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the available record. The FINTRX entry does not provide detail about the firm’s advisory offerings, target client segments, or specific business activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • MATTHEW BROWN

    Founder and CEOCRD 2160159

  • TIMOTHY SHANNON

    President, Chief Financial OfficerCRD 4461906

  • BRADLEY WALKER

    Chief Client OfficerCRD 5000838

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Contacts

3 of 100
  • Dallas McCarthy

    AssociateCRD 7501310

  • Mitch McHale

    Registered RepresentativeCRD 7516832

  • BRIANNA GOSSELIN

    Senior AssociateCRD 6304058

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
527 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth