Tradeup Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
48
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
18483
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Tradeup Securities, Inc. is organized as a corporation with ownership tied to both a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and the profile provides minimal detail about its advisory or business activities. The firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Vincent Lupo

    Vincent Lupo

    COOCRD 1478037

  • Lei Huang

    CEOCRD 5248191

  • Youqing Liu

    Youqing Liu

    Managing Director, Chief Financial OfficerCRD 5893930

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Contacts

3 of 44
  • Robert Cleary

    Managing DirectorCRD 1299055

  • Deborah Joseph

    Deborah Joseph

    Compliance OfficerCRD 2078548

  • Thomas Kaczan

    Thomas Kaczan

    Managing Director - TreasurerCRD 2413283

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
437 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth