TRADEUP SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
18483
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Tradeup Securities, Inc. is a corporate brokerage entity that has been SEC-registered since 1986. The firm is owned through a combination of a domestic entity and an individual and is recorded in the snapshot data as an unclassified organization. The profile indicates Tradeup is not positioned as a capital allocator, is not an active ESG investor, and is not identified as a pension consultant or related adviser. The dataset supplied does not include descriptions of the firm's advisory model, fee schedules, client segments, or investment preferences.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Guanwu Ye

    Chief Compliance OfficerCRD 5985247

  • LEI HUANG

    CEOCRD 5248191

  • YOUQING LIU

    Managing Director, Chief Financial OfficerCRD 5893930

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Contacts

3 of 43
  • Chang Wang

    AssociateCRD 7204565

  • RUOSI LI

    Senior Operations SpecialistCRD 8201787

  • Junyue Ma

    Operations AnalystCRD 8156151

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
437 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth