Tower View Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 108739
- Registered since
- March 24, 2017
- Website
- www.tower-view.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.64%
- Individuals12.27%
- Pension & Profit Sharing Plans3.69%
- Corporations / Businesses1.4%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Tower View Wealth Management LLC is an independent registered investment adviser that began SEC registration in 2017 and is organized as an LLC with individual ownership. The firm serves both individual and family clients as well as some institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Compensation structures include a percentage of assets under management as well as hourly and fixed-fee arrangements. Tower View reports it is not a multi-state or pension consultant adviser and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds13%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
2 of 2
Raman Ghei
Founder & Chief Investment OfficerCRD 1530677
Amanda Simmons
Chief Operating OfficerCRD 7526566
Contacts
3 of 7
Emily Cuadra
Wealth Planning AssociateCRD 7079622
Mariah Magana Mayorga
Client Services ManagerCRD 7886239
Sophia Bradshaw
Vice PresidentCRD 7143839
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 78Active vs passive
$52.3M in ETFs
49%
$25.7M
0%
$26.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $9.5M | 124,052 | 18.17% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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