Caim LLC

RIASEC Registered
Total AUM
$318M
Discretionary
$311M
98% of AUM
Avg account
$422K
Accounts
754
Employees
4
Advisory reps
1

Firm details

Headquarters
Longboat Key, Florida
CRD number
144946
Registered since
March 6, 2017
Website
caimllc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Other72.66%
  • HNWI27.34%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Caim LLC is an independent registered investment adviser that works primarily with individual and family clients, offering financial planning and portfolio management for individuals and small businesses. The firm is SEC registered (registration year 2017) and charges fees that include a percentage-of-assets component. Caim reports that it is an active ESG investor, indicating environmental, social or governance considerations are part of its investment approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • Catherine Maniscalco Avery

    Catherine Maniscalco Avery

    PresidentCRD 1427402

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$8M in ETFs

Passive

95%

$7.6M

Active

4%

$392K

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$3.2M35,22140.38%
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Location

Primary office

Longboat Key, FL

Manatee

Location

Longboat Key, FL

Headquartered in Longboat Key, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
Manatee
Address
595 Bay Isles Rd
Time zone
ET (UTC-5)
Office locations

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