CAIM LLC

RIASEC RegisteredEst. 2017
Total AUM
$318M
Discretionary
$311M
98% of AUM
Avg account
$422K
Accounts
754
Employees
4
Advisory reps
1

Firm details

Headquarters
LONGBOAT KEY, Florida
CRD number
144946
Registered since
March 6, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Other72.66%
  • HNWI27.34%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Caim LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm serves individual and family clients with financial planning and portfolio management for individuals and small businesses. Its fee model includes a percentage-of-AUM component plus other fee arrangements. Caim identifies itself as an active ESG investor and operates from a single office, focusing on direct advisory relationships rather than acting as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • CATHERINE MANISCALCO AVERY

    PresidentCRD 1427402

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$524K in ETFs

Passive

100%

$524K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES ESG OPTIMIZED MSCI USA ETF (SUSA)BlackRockPassiveLarge Blend$329K2,49362.91%

Location

Primary office

LONGBOAT KEY, FL

MANATEE

Location

LONGBOAT KEY, FL

Headquartered in LONGBOAT KEY, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
MANATEE
Address
595 Bay Isles Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth