Caim LLC

RIASEC RegisteredEst. 2017
Total AUM
$318M
Discretionary
$311M
98% of AUM
Avg account
$422K
Accounts
754
Employees
4
Advisory reps
1

Firm details

Headquarters
Longboat Key, Florida
CRD number
144946
Registered since
March 6, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Other72.66%
  • HNWI27.34%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Caim LLC is an independent registered investment adviser organized as a limited liability company and first registered with the SEC in 2017. The firm serves individual and family clients and structures fees primarily as a percentage of assets under management, with some arrangements listed as “other.” Its advisory services focus on financial planning and discretionary portfolio management for individuals and small businesses. The firm identifies itself as an active ESG investor; it is not described as a capital allocator, pension consultant, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • Catherine Maniscalco Avery

    Catherine Maniscalco Avery

    PresidentCRD 1427402

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$2.2M in ETFs

Passive

80%

$1.7M

Active

17%

$429K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES ESG OPTIMIZED MSCI USA ETF (SUSA)BlackRockPassiveLarge Blend$385K2,49317.77%

Location

Primary office

Longboat Key, FL

Manatee

Location

Longboat Key, FL

Headquartered in Longboat Key, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
Manatee
Address
595 Bay Isles Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth