ALHAMBRA INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2006
Total AUM
$320M
Discretionary
$249M
78% of AUM
Avg account
$601K
Accounts
533
Employees
6
Advisory reps
6

Firm details

Headquarters
PALMETTO BAY, Florida
CRD number
138537
Registered since
May 4, 2006
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI80.45%
  • Individuals15.41%
  • Charitable Organizations2.44%
  • Corporations / Businesses1.7%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alhambra Investment Management LLC is an independent, limited liability registered investment adviser founded in 2006 that focuses on serving individual and family clients. The firm combines fee-based portfolio management and financial planning with a mix of discretionary and non-discretionary mandates. Its advisory services cover retail clients and small businesses, and it also accepts institutional or business portfolios. Fee structures include percentage-of-AUM arrangements as well as fixed-fee engagements. Investment activity centers on listed equities and ETFs as the primary building blocks of client portfolios, supplemented by targeted allocations to alternative asset classes. The firm does not identify as an active ESG investor. Portfolios are managed to blend core public-market exposure with yield- and income-oriented alternatives where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 38%, Cash & Cash Equivalents 9%, US Government Bonds 5%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Other 1%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds38%
  • Cash & Cash Equivalents9%
  • US Government Bonds5%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • JOSEPH CALHOUN

    Chief Executive OfficerCRD 2176684

Contacts

3 of 5
  • JUAN PEREZ

    Head of Operations, Analyst, AdvisorCRD 5371140

  • DOUGLAS TERRY

    Senior Vice PresidentCRD 5841670

  • ROBERT WILLIAMS

    Director of MediaCRD 1421915

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 53

Active vs passive

$106M in ETFs

Passive

97%

$102M

Active

3%

$3.5M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL US LARGE COMPANY ETF (FNDX)SchwabPassiveLarge Value$12M429,42811.33%

Location

Primary office

PALMETTO BAY, FL

MIAMI DADE

Location

PALMETTO BAY, FL

Headquartered in PALMETTO BAY, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
8925 SW 148th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth