TOPEL & DISTASI WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$312M
Discretionary
$312M
100% of AUM
Avg account
$489K
Accounts
638
Employees
3
Advisory reps
3

Firm details

Headquarters
BERKELEY, California
CRD number
285538
Registered since
April 5, 2021
Website
td-wm.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI84.84%
  • Individuals11.57%
  • Charitable Organizations3.59%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Topel & Distasi Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm focuses on individual and family clients and offers a mix of financial planning and discretionary portfolio management services for individuals, small businesses, and other institutions, as well as pension consulting. Its fee arrangements include a percentage-of-AUM model supplemented by hourly and fixed-fee engagements. Investment activity centers on equity exposure delivered primarily through pooled vehicles rather than direct-stock concentration. The firm is not positioned as a multi-manager capital allocator; instead it combines packaged investment products with third-party alternatives where appropriate. Custodial relationships are established with mainstream custodians rather than in-house custody.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 8%, US Government Bonds 6%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%68%
  • Exchange Traded Equities68%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents8%
  • US Government Bonds6%
  • Investment Grade Corp Bonds2%

Contacts

3 of 3
  • NANCY COOPER

    Wealth AdvisorCRD 2411995

  • JARRETT TOPEL

    Financial AdvisorCRD 4046794

  • GAVIN DISTASI

    Financial AdvisorCRD 4622005

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 52

Active vs passive

$194M in ETFs

Passive

99%

$191M

Active

0%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$19.7M100,56510.17%

Location

Primary office

BERKELEY, CA

ALAMEDA

Location

BERKELEY, CA

Headquartered in BERKELEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
2907 Claremont Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth