North Berkeley Wealth Management, LLC
Firm details
- Headquarters
- Berkeley, California
- CRD number
- 136431
- Registered since
- August 10, 2005
- Website
- northberkeleywealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.99%
- Individuals10.98%
- Charitable Organizations1.54%
- Pension & Profit Sharing Plans1.48%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
North Berkeley Wealth Management, LLC is an independent, SEC-registered registered investment adviser (since 2005) organized as an LLC and owned by an individual. The firm serves both individual/family and institutional clients and acts as a capital allocator that selects third‑party managers on clients’ behalf. Core offerings emphasize financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its compensation model includes asset‑based fees, hourly charges, and fixed fees. The firm also identifies as an active ESG investor, which suggests ESG considerations are integrated into at least some of its investment or manager‑selection processes.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities7%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
- State & Local Bonds1%
Owners & executives
1 of 1
Debra Ellisen
Senior Client Service CoordinatorCRD 4593925
Contacts
3 of 11
Matthew Gatt
Lead AdvisorCRD 6709376
Cagatay Koc
Portfolio AdministratorCRD 7459627
Stephanie Nehmens
Associate AdvisorCRD 5952551
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$194M in ETFs
84%
$164M
13%
$30.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $16.2M | 163,252 | 8.33% |
Location
Berkeley, CA
Alameda
Location
Berkeley, CA
Headquartered in Berkeley, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 1995 El Dorado Ave
- Time zone
- PT (UTC-8)
- Office locations
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