North Berkeley Wealth Management, LLC
Firm details
- Headquarters
- Berkeley, California
- CRD number
- 136431
- Registered since
- August 10, 2005
- Website
- northberkeleywealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.99%
- Individuals10.98%
- Charitable Organizations1.54%
- Pension & Profit Sharing Plans1.48%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
North Berkeley Wealth Management, LLC is an independent, individually owned registered investment adviser that first registered with the SEC in 2005. The firm serves both individual and family clients as well as institutional clients, providing financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third‑party advisers. Fee arrangements include percentages of assets under management alongside hourly and fixed‑fee engagements. The firm identifies as an active ESG investor and functions as a capital allocator, directing client capital to third‑party managers where appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities7%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$190M in ETFs
92%
$174M
4%
$15.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $20.9M | 220,583 | 10.97% |
Location
Berkeley, CA
Alameda
Location
Berkeley, CA
Headquartered in Berkeley, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 1995 El Dorado Ave
- Time zone
- PT (UTC-8)
- Office locations
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