CLAYTON PARTNERS LLC
Firm details
- Headquarters
- BERKELEY, California
- CRD number
- 127546
- Registered since
- April 8, 2015
- Website
- www.claytonpartners.com
- Custodians
- CHARLES SCHWAB & CO., INC., J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI61.76%
- Pooled Investment Vehicles33.26%
- Individuals4.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Clayton Partners LLC is a limited liability company that operates as a hedge fund and registered investment adviser. The firm has been SEC-registered since 2015 and is owned by an individual. Its stated business activities list CPO/CTA capabilities, and it provides portfolio management across individual/small-business clients, pooled investment vehicles, and institutional or business accounts. Clayton Partners serves both individual & family and institutional clients and charges a mix of percentage-of-AUM and performance-based fees. The firm is flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents8%
Contacts
3 of 3Alex Gates
Partner, CCOCRD 6842445
BRIAN LANCASTER
Co-Portfolio ManagerCRD 2636780
JASON STANKOWSKI
Partner, Portfolio ManagerCRD 2331752
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$11M in ETFs
100%
$11M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $4.9M | 48,292 | 44.37% |
Location
BERKELEY, CA
ALAMEDA
Location
BERKELEY, CA
Headquartered in BERKELEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- ALAMEDA
- Address
- 3160 College Ave
- Time zone
- PT (UTC-8)
- Office locations
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