TIME EQUITIES SECURITIES LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
114422
Registered since
October 18, 2001

Firm profile

FINTRX

Overview

Time Equities Securities LLC is organized as a limited liability company and has been SEC-registered since 2001. Public records identify the owner type as a domestic entity with individual ownership, but the firm is listed as unclassified with minimal public description of its core advisory or capital-allocation activities. The firm does not identify itself as a capital allocator, is not flagged as an active ESG investor, and does not operate as a multi-state adviser. It is also not characterized as a pension consultant, a related adviser, or a newly formed adviser. Available filings provide little detail on client types, fee schedules, or specific investment functions. The firm maintains two office locations, though publicly available sources do not disclose their markets or detailed operational footprint.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • MAX PASTOR

    Chief Operating OfficerCRD 7618849

  • ROBERT KANTOR

    President, COOCRD 4313580

  • FRANCIS GREENBURGER

    Chairman & CEOCRD 4392729

Contacts

3 of 8
  • SARAH LOONEY

    Investor Relations AssociateCRD 7963482

  • DAVID FEINBERG

    General CounselCRD 7687399

  • ALEXANDER ANDERSON

    Senior DirectorCRD 6016400

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
55 Fifth Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth