Thompson Siegel & Walmsley LLC

RIASEC RegisteredEst. 1970

Total AUM

$21.1B

Discretionary

$19.9B

94% of AUM

Avg account

$4.7M

Accounts

4,481

Employees

63

Advisory reps

20

Firm details

Headquarters: Richmond, Virginia
CRD number: 105726
Registered since: January 17, 1970
Website: www.tswinvest.com
Custodians: THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies52.62%
State / Municipal Government16.66%
Pooled Investment Vehicles12.16%
Pension & Profit Sharing Plans5.97%
Other4.46%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Thompson Siegel & Walmsley LLC is a SEC-registered investment adviser formed as an LLC and classified in the data as a hedge-fund-style manager. The firm serves both individual/family and institutional clients, delivering portfolio management across individual accounts, investment companies, pooled vehicles and institutional mandates, and it also engages in selecting subadvisers. Its compensation approach combines a percentage-of-assets fee schedule with performance-based fees. The firm does not identify itself as an active ESG investor in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities92%
Cash & Cash Equivalents4%
Public Funds/Mutual Funds2%
US Government Bonds1%
Investment Grade Corp Bonds1%

Owners & executives

3 of 3

Brett Hawkins
Portfolio Manager and Chief Investment OfficerCRD 3217250
Wayne Boyles
Chief Compliance OfficerCRD 6317607
Joseph Vancaster
CFOCRD 7090830

Contacts

3 of 17

Bryan Durand
Portfolio ManagerCRD 5962661
Matthew Fernandez
Research AnalystCRD 7336981
William Bellamy
Director of Income Strategies and Portfolio ManagerCRD 1898991

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 62

Active vs passive

$348M in ETFs

Passive

93%

$322M

Active

1%

$25.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD SMALL-CAP VALUE INDEX FUND (VBR)	Vanguard	Passive	Small Value	$57.3M	235,903	16.48%

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Primary office

Richmond, VA

Henrico

Location

Richmond, VA

Headquartered in Richmond, VA, in the South of the United States.

Region: South
County: Henrico
Address: 6641 W Broad St
Time zone: ET (UTC-5)
Office locations

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