THOMPSON INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- MADISON, Wisconsin
- CRD number
- 129609
- Registered since
- December 5, 2003
- Website
- thompsoninvest.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies69.62%
- HNWI22.09%
- Pension & Profit Sharing Plans3.46%
- Individuals2.57%
- Charitable Organizations2.25%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Thompson Investment Management, Inc. is a fee-based investment adviser serving both individuals and institutions with a bias toward equity portfolios. The firm charges clients via a percentage of AUM and fixed fees, and its advisory services span portfolio management for individuals and small businesses, investment companies, businesses or institutions, and pension consulting. It does not present itself as an ESG-focused or multi-state adviser. From reported activity, the firm favors exchange-traded equities as its primary allocation area while maintaining complementary exposure through mutual funds and third-party alternative managers. The emphasis on publicly listed equities, combined with advisory mandates across individual and institutional clients, suggests a manager that blends concentrated equity positions with diversified holdings to meet varying client objectives.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Public Funds/Mutual Funds32%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
3 of 3JAMES EVANS
Chief Investment Officer, Principal, Portfolio ManagerCRD 4376560
Colleen Donnelly
Chief Financial OfficerCRD 7240351
JASON STEPHENS
CEO, President, Principal, Portfolio ManagerCRD 4688671
Contacts
3 of 4JOHN THOMPSON
Portfolio ManagerCRD 4390005
Penny Hubbard
Vice PresidentCRD 7244712
Daniel Bagin
Senior Research AnalystCRD 8061177
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$35M in ETFs
98%
$34.1M
2%
$875K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE US AGGREGATE BOND ETF (AGG) | BlackRock | Passive | Intermediate Core Bond | $5.2M | 52,666 | 14.94% |
Location
MADISON, WI
DANE
Location
MADISON, WI
Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- DANE
- Address
- 1255 Fourier Dr
- Time zone
- CT (UTC-6)
- Office locations
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