THOMPSON INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 2003
Total AUM
$3.1B
Discretionary
$3.1B
100% of AUM
Avg account
$3.3M
Accounts
941
Employees
17
Advisory reps
7

Firm details

Headquarters
MADISON, Wisconsin
CRD number
129609
Registered since
December 5, 2003
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies69.62%
  • HNWI22.09%
  • Pension & Profit Sharing Plans3.46%
  • Individuals2.57%
  • Charitable Organizations2.25%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Thompson Investment Management, Inc. is a fee-based investment adviser serving both individuals and institutions with a bias toward equity portfolios. The firm charges clients via a percentage of AUM and fixed fees, and its advisory services span portfolio management for individuals and small businesses, investment companies, businesses or institutions, and pension consulting. It does not present itself as an ESG-focused or multi-state adviser. From reported activity, the firm favors exchange-traded equities as its primary allocation area while maintaining complementary exposure through mutual funds and third-party alternative managers. The emphasis on publicly listed equities, combined with advisory mandates across individual and institutional clients, suggests a manager that blends concentrated equity positions with diversified holdings to meet varying client objectives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 32%, Investment Grade Corp Bonds 7%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Private Funds 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds32%
  • Investment Grade Corp Bonds7%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

3 of 3
  • JAMES EVANS

    Chief Investment Officer, Principal, Portfolio ManagerCRD 4376560

  • Colleen Donnelly

    Chief Financial OfficerCRD 7240351

  • JASON STEPHENS

    CEO, President, Principal, Portfolio ManagerCRD 4688671

Contacts

3 of 4
  • JOHN THOMPSON

    Portfolio ManagerCRD 4390005

  • Penny Hubbard

    Vice PresidentCRD 7244712

  • Daniel Bagin

    Senior Research AnalystCRD 8061177

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 111

Active vs passive

$35M in ETFs

Passive

98%

$34.1M

Active

2%

$875K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$5.2M52,66614.94%

Location

Primary office

MADISON, WI

DANE

Location

MADISON, WI

Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
DANE
Address
1255 Fourier Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth