Thompson Investment Management, Inc.

RIASEC Registered
Total AUM
$3.1B
Discretionary
$3.1B
100% of AUM
Avg account
$3.3M
Accounts
941
Employees
17
Advisory reps
7

Firm details

Headquarters
Madison, Wisconsin
CRD number
129609
Registered since
December 5, 2003
Website
thompsoninvest.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies69.62%
  • HNWI22.09%
  • Pension & Profit Sharing Plans3.46%
  • Individuals2.57%
  • Charitable Organizations2.25%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Thompson Investment Management, Inc. is a corporate, institutionally classified registered investment adviser that has been SEC-registered since 2003. The firm is individually owned and serves both individual & family clients and institutional investors. Its fee model combines percentage-of-AUM billing with fixed fees. Advisory services listed in filings include portfolio management for individuals/small businesses, investment companies, and other businesses or institutions, along with pension consulting services. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 32%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Private Funds 1%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds32%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

3 of 3
  • James Evans

    James Evans

    Chief Investment Officer, Principal, Portfolio ManagerCRD 4376560

  • Jason Stephens

    Jason Stephens

    CEO, President, Principal, Portfolio ManagerCRD 4688671

  • Colleen Donnelly

    Colleen Donnelly

    Chief Financial OfficerCRD 7240351

Contacts

3 of 4
  • Morgan Mueller

    Morgan Mueller

    ​Retirement Plan SpecialistCRD 5904964

  • John Thompson

    John Thompson

    Portfolio ManagerCRD 4390005

  • Penny Hubbard

    Vice PresidentCRD 7244712

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 112

Active vs passive

$39.2M in ETFs

Passive

98%

$38.3M

Active

2%

$941K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE US AGGREGATE BOND ETF (AGG)BlackRockPassiveIntermediate Core Bond$5.9M62,18914.99%
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Location

Primary office

Madison, WI

Dane

Location

Madison, WI

Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
1255 Fourier Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth