Third Seven Capital LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
160209
Registered since
March 25, 2013

Firm profile

FINTRX

Overview

Third Seven Capital LLC is an LLC that appears in the FINTRX dataset as an SEC-registered firm since 2013 and is classified as an investment bank rather than a traditional wealth manager or capital allocator. The record indicates ownership tied to a domestic entity and an individual. FINTRX marks the firm as not acting as a capital allocator and not participating as an active ESG investor. It is not listed as a multi-state adviser, pension consultant, or related adviser in the available data. The dataset does not include descriptive entries for business lines, advisory activities, fee schedules, or client segments, so the firm's specific client-facing services and product mix are not documented in this source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Coby Johnson

    Coby Johnson

    Chief Executive OfficerCRD 5576850

  • Monica Difiore

    Monica Difiore

    Chief Compliance OfficerCRD 2966552

  • Peter Mcglynn

    Peter Mcglynn

    Partner, COOCRD 2177434

Unlock 2 more executives

Contacts

3 of 44
  • Sean Mccooey

    Sean Mccooey

    PartnerCRD 2355588

  • Daniel Waldman

    Daniel Waldman

    Registered RepresentativeCRD 7996966

  • Michael Lieder

    Registered RepresentativeCRD 1554734

Unlock 41 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
67 Holly Hill Ln
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth