THIRD SEVEN CAPITAL LLC
Firm details
- Headquarters
- GREENWICH, Connecticut
- CRD number
- 160209
- Registered since
- March 25, 2013
- Website
- www.thirdsevencapital.com
Firm profile
FINTRXOverview
Third Seven Capital LLC is a limited liability company organized as an investment bank and first registered with the SEC in 2013. FINTRX classifies ownership as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator, does not report engagement as an ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser in the available record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5COBY JOHNSON
Chief Executive OfficerCRD 5576850
MONICA DIFIORE
Chief Compliance OfficerCRD 2966552
PETER MCGLYNN
Partner, COOCRD 2177434
Contacts
3 of 43SEAN MCCOOEY
PartnerCRD 2355588
Daniel Waldman
Registered RepresentativeCRD 7996966
MICHAEL LIEDER
Registered RepresentativeCRD 1554734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GREENWICH, CT
FAIRFIELD
Location
GREENWICH, CT
Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- FAIRFIELD
- Address
- 67 Holly Hill Ln
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
IBKR SECURITIES SERVICES LLC
Broker-DealerGREENWICH, CT
INTERACTIVE BROKERS CORP.
Broker-DealerGREENWICH, CT
BUCKLER SECURITIES LLC
Broker-DealerGREENWICH, CT
COOK PINE SECURITIES LLC
Broker-DealerGREENWICH, CT
GREENWICH CAPITAL PARTNERS, LLC
Broker-DealerGREENWICH, CT
STARWOOD CAPITAL, L.L.C.
Broker-DealerGREENWICH, CT