Third Seven Capital LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 160209
- Registered since
- March 25, 2013
- Website
- www.thirdsevencapital.com
Firm profile
FINTRXOverview
Third Seven Capital LLC is a limited liability company that registered with the SEC in 2013 and is categorized as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. Public disclosures indicate the firm is not functioning as a capital allocator, does not identify as an active ESG investor, and is not registered as a multistate adviser; it likewise does not report roles as a pension consultant or related adviser. The firm has not provided granular descriptions of its client segments, fee arrangements, specific business activities, or advisory offerings in the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Coby Johnson
Chief Executive OfficerCRD 5576850

Monica Difiore
Chief Compliance OfficerCRD 2966552

Peter Mcglynn
Partner, COOCRD 2177434
Contacts
3 of 43
Sean Mccooey
PartnerCRD 2355588

Daniel Waldman
Registered RepresentativeCRD 7996966
Michael Lieder
Registered RepresentativeCRD 1554734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 67 Holly Hill Ln
- Time zone
- ET (UTC-5)
- Office locations
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