Third Seven Capital LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 160209
- Registered since
- March 25, 2013
- Website
- www.thirdsevencapital.com
Firm profile
FINTRXOverview
Third Seven Capital LLC is an LLC that appears in the FINTRX dataset as an SEC-registered firm since 2013 and is classified as an investment bank rather than a traditional wealth manager or capital allocator. The record indicates ownership tied to a domestic entity and an individual. FINTRX marks the firm as not acting as a capital allocator and not participating as an active ESG investor. It is not listed as a multi-state adviser, pension consultant, or related adviser in the available data. The dataset does not include descriptive entries for business lines, advisory activities, fee schedules, or client segments, so the firm's specific client-facing services and product mix are not documented in this source.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Coby Johnson
Chief Executive OfficerCRD 5576850

Monica Difiore
Chief Compliance OfficerCRD 2966552

Peter Mcglynn
Partner, COOCRD 2177434
Contacts
3 of 44
Sean Mccooey
PartnerCRD 2355588

Daniel Waldman
Registered RepresentativeCRD 7996966
Michael Lieder
Registered RepresentativeCRD 1554734
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 67 Holly Hill Ln
- Time zone
- ET (UTC-5)
- Office locations
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