Buckler Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
284576
Registered since
April 27, 2017

Firm profile

FINTRX

Overview

Buckler Securities LLC is organized as a limited liability company and is listed in FINTRX as an unclassified firm. Ownership is shown as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. Other firm-level attributes in the FINTRX snapshot indicate it is not a multi-state adviser, is not a pension consultant, and has no related adviser relationships recorded. FINTRX does not provide detailed descriptions of Buckler Securities LLC’s advisory activities, fee structure, client segments, or specific business lines, so public-facing investment strategies and service offerings are not available in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Misiano

    Richard Misiano

    Chief Executive OfficerCRD 2339879

  • Jai Joshi

    Chief Risk OfficerCRD 2263070

  • Carlo Esannason

    Carlo Esannason

    Chief Compliance OfficerCRD 4869110

Contacts

3 of 24
  • Jeffrey Zimmer

    Jeffrey Zimmer

    Co-Vice Chairman of the BoardCRD 1303531

  • Scott Ulm

    PrincipalCRD 1575205

  • Gordon Harper

    Vice PresidentCRD 6632019

Unlock 21 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
5 Greenwich Office Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth