Buckler Securities LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
284576
Registered since
April 27, 2017

Firm profile

FINTRX

Overview

Buckler Securities LLC is organized as a limited liability company and is SEC-registered, with registration dating to 2017. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified and does not identify it as a capital allocator. The data set does not provide descriptions of the firm's advisory activities, business lines, client segments, or fee schedules. FINTRX also indicates the firm is not an active ESG investor, is not a multistate adviser, is not a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Misiano

    Richard Misiano

    Chief Executive OfficerCRD 2339879

  • Jai Joshi

    Chief Risk OfficerCRD 2263070

  • Carlo Esannason

    Carlo Esannason

    Chief Compliance OfficerCRD 4869110

Contacts

3 of 24
  • Jeffrey Zimmer

    Jeffrey Zimmer

    Co-Vice Chairman of the BoardCRD 1303531

  • Scott Ulm

    PrincipalCRD 1575205

  • Gordon Harper

    Vice PresidentCRD 6632019

Unlock 21 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
5 Greenwich Office Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth