Thieman Investment & Retirement Services, LLC

Overview

Thieman Investment & Retirement Services, LLC is a small, individually owned advisory entity that operates through a broker-dealer affiliation. The firm is organized as an LLC and its principal business activity is functioning as a registered representative of a broker-dealer, with ties to an insurance company. Its reporting indicates a commission- or broker-centric operating model rather than a large independent SEC-registered RIA platform. Available data show the firm is not an active ESG investor and is not registered as a multi-state adviser. Fee structure is listed as “Other,” which, together with the registered-rep designation and insurance affiliation, suggests a hybrid approach that can combine brokerage transactions, insurance product placements, and discretionary portfolio management via the broker-dealer’s platform. All reported assets are discretionary, indicating the firm manages portfolios on a discretionary basis for the accounts it oversees.

Assets & Accounts

Location & Offices