NOKOMIS CAPITAL, L.L.C.

RIASEC RegisteredEst. 2012
Total AUM
$804M
Discretionary
$804M
100% of AUM
Avg account
$402M
Accounts
2
Employees
5
Advisory reps
2

Firm details

Headquarters
DALLAS, Texas
CRD number
145627
Registered since
April 17, 2012
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.18%
  • Charitable Organizations20.82%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Nokomis Capital, L.L.C. is a privately owned hedge fund adviser that registered with the SEC in 2012 and serves institutional clients. The firm provides portfolio management for pooled investment vehicles and for businesses or institutions, and it functions as a sponsor/GP and managing member of pooled vehicles rather than acting primarily as a third‑party capital allocator. Its fee structure combines a percentage-of-assets management fee with performance-based fees. Nokomis does not identify as an active ESG investor and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • KENDALL LUNNEY

    Chief Financial Officer & Chief Compliance OfficerCRD 7094367

Contacts

1 of 1
  • BRETT HENDRICKSON

    Portfolio ManagerCRD 3105067

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$35.1M in ETFs

Passive

100%

$35.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (DIA)State StreetPassiveLarge Value$18M38,88051.36%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
1717 McKinney Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth