PIN Oak Investment Advisors Inc

RIASEC RegisteredEst. 1990
Total AUM
$785M
Discretionary
$785M
100% of AUM
Avg account
$2.4M
Accounts
322
Employees
12
Advisory reps
6

Firm details

Headquarters
Houston, Texas
CRD number
105550
Registered since
January 12, 1990
Website
www.pinoak.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles47.51%
  • HNWI46.89%
  • Individuals5.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

PIN Oak Investment Advisors Inc is an independent, SEC-registered RIA that has operated since 1990. The firm acts as a capital allocator for both individual/family and institutional clients and provides a mix of advisory services including financial planning, portfolio management for individuals and pooled vehicles, and selection of third‑party managers. Its fee arrangements include asset-based fees, fixed fees and performance-linked fees. The firm also engages in other financial product sales and serves as sponsor/GP/managing member for pooled investment vehicles. PIN Oak was listed among the Financial Times’ Top 300 RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Cash & Cash Equivalents 25%, Other 18%, State & Local Bonds 1%56%
  • Exchange Traded Equities56%
  • Cash & Cash Equivalents25%
  • Other18%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • James ROUSE

    James ROUSE

    Founder & CIOCRD 2079302

  • Daniel Estes

    Daniel Estes

    Principal And Chief Compliance OfficerCRD 2566459

Contacts

3 of 4
  • Lauren Hall

    Lauren Hall

    Financial AdvisorCRD 8033103

  • J. Pappas

    J. Pappas

    Wealth AdvisorCRD 4059735

  • John Platt

    Vice PresidentCRD 2187649

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 175

Active vs passive

$18.1M in ETFs

Passive

89%

$16.2M

Active

3%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$2.1M5,69611.60%
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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
510 Bering Dr
Time zone
CT (UTC-6)
Office locations

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