FRANKLIN, PARLAPIANO, TURNER & WELCH LLC

RIASEC RegisteredEst. 2007
Total AUM
$811M
Discretionary
$811M
100% of AUM
Avg account
$7.7M
Accounts
105
Employees
9
Advisory reps
4

Firm details

Headquarters
HOUSTON, Texas
CRD number
114465
Registered since
March 29, 2007
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI99.9%
  • Individuals0.1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Franklin, Parlapiano, Turner & Welch LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2007. The firm is owned by individuals and concentrates on serving individual and family clients, charging fees as a percentage of assets under management. Core advisory services are financial planning and portfolio management geared toward individuals and small businesses. The firm reports it is not an active ESG investor, does not operate as a capital allocator, and is not positioned as a pension consultant or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 34%, US Government Bonds 7%, State & Local Bonds 6%, Cash & Cash Equivalents 4%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds34%
  • US Government Bonds7%
  • State & Local Bonds6%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • JOSEPH DYAL

    Chief Compliance OfficerCRD 5411605

Contacts

3 of 3
  • JOHN PARLAPIANO

    Investment AdviserCRD 5499559

  • PAUL TROYER

    PrincipalCRD 5053080

  • PETER PARLAPIANO

    PrincipalCRD 5177861

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 18

Active vs passive

$229M in ETFs

Passive

100%

$229M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$72.7M111,61431.72%

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
15115 Park Row
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth