Hourglass Capital, LLC

RIASEC RegisteredEst. 2008
Total AUM
$769M
Discretionary
$769M
100% of AUM
Avg account
$3.1M
Accounts
245
Employees
6
Advisory reps
5

Firm details

Headquarters
Houston, Texas
CRD number
147754
Registered since
August 4, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI90.7%
  • Pension & Profit Sharing Plans3.46%
  • Charitable Organizations2.58%
  • Corporations / Businesses1.83%
  • Individuals1.43%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hourglass Capital, LLC is an independent registered investment adviser organized as a limited liability company and operating since 2008. The firm advises both individual/family clients and institutional/business accounts, with portfolio management services aimed at individuals, small businesses and larger business or institutional mandates. Its billing mixes a percentage-of-assets model with performance-based fees. Hourglass is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 8%, Public Funds/Mutual Funds 6%, US Government Bonds 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents8%
  • Public Funds/Mutual Funds6%
  • US Government Bonds3%
  • State & Local Bonds2%

Contacts

3 of 5
  • John Moffet

    PrincipalCRD 2259293

  • Kenneth Moffet

    Managing PrincipalCRD 1508178

  • Stacey Moffet

    CRD 8235029

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$54.2M in ETFs

Passive

100%

$54.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$13M17,37223.93%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
5020 Montrose Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth