HOURGLASS CAPITAL, LLC
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 147754
- Registered since
- August 4, 2008
- Website
- www.hourglasscapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI90.7%
- Pension & Profit Sharing Plans3.46%
- Charitable Organizations2.58%
- Corporations / Businesses1.83%
- Individuals1.43%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hourglass Capital, LLC is an SEC‑registered investment adviser organized as an LLC and active since 2008. The firm serves both high‑net‑worth individuals and families as well as institutional clients, providing discretionary portfolio management for individuals/small businesses and for businesses or institutions. Its client engagements are fee‑based using a mix of asset‑based fees and performance‑linked fees. The firm is not positioned as an ESG investor, does not identify as a multi‑state or newly formed adviser, and does not report pension consulting or related‑adviser relationships. Hourglass does not present itself as a capital allocator to outside managers in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds6%
- US Government Bonds3%
- State & Local Bonds2%
Contacts
3 of 5JOHN MOFFET
PrincipalCRD 2259293
KENNETH MOFFET
Managing PrincipalCRD 1508178
STACEY MOFFET
CRD 8235029
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$45.3M in ETFs
100%
$45.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11.2M | 17,164 | 24.67% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 5020 Montrose Blvd
- Time zone
- CT (UTC-6)
- Office locations
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