THEORY FINANCIAL
Firm details
- Headquarters
- FORT COLLINS, Colorado
- CRD number
- 304084
- Registered since
- September 22, 2021
- Website
- www.theoryfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI80.01%
- Individuals19.99%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Theory Financial is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves individual and family clients (and small-business portfolios in a portfolio-management capacity) and charges fees as a percentage of AUM. Its advisory scope centers on financial planning and discretionary portfolio management rather than institutional pension consulting or multi-state advisory mandates. Theory Financial does not present itself as a capital allocator and is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
- Other2%
Owners & executives
1 of 1RYAN STOUT
CEO & CCOCRD 5238710
Contacts
2 of 2CHARLES NEDELE
Wealth Management AdvisorCRD 5030870
THOMAS BRAUN
Senior Wealth Management AdvisorCRD 3262722
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$378M in ETFs
80%
$302M
10%
$75.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US AGGREGATE BOND ETF (SCHZ) | Schwab | Passive | Intermediate Core Bond | $22M | 946,329 | 5.82% |
Location
FORT COLLINS, CO
LARIMER
Location
FORT COLLINS, CO
Headquartered in FORT COLLINS, CO, in the West of the United States.
- Region
- West
- County
- LARIMER
- Address
- 2580 E Harmony Rd
- Time zone
- MT (UTC-7)
- Office locations
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